IPOs are headline-grabbing events. But public companies raise even more capital through post-IPO issuances of shares, also known as seasoned equity offerings (SEOs). In 2025, total SEO proceeds topped ...

The SEC wants to potentially cut in half your information flow from the companies you own. You have until July 6 to fight back. Save the 10-Q!

Starting from today, December 18, publicly owned companies operating in the U.S. must comply with a new set of rules requiring them to disclose “material” cyber incidents within 96 hours. The ...

On April 5, 2024, a federal jury in SEC v. Panuwat (N.D. Cal.) agreed with the SEC that a corporate official engaged in insider trading when he purchased securities of a company based on material ...

The Securities and Exchange Commission (SEC) is illegally collecting data of every citizen who invests in the stock market, according to a new lawsuit. The New Civil Liberties Alliance (NCLA) filed ...

Washington, D.C.--(Newsfile Corp. - September 12, 2023) - The Securities and Exchange Commission today filed charges against broker-dealer Virtu Americas LLC and its parent company, Virtu Financial ...

The American Securities Association, a trade association representing regional financial service firms, sued the SEC on June 6 over what they said is a violation of the Freedom of Information Act.

In its recent Request for Comment on Certain Information Providers Acting as Investment Advisers (the Request for Comment), the U.S. Securities and Exchange Commission (SEC) 1 asks whether innovative ...